Skip to main content

Structural Dependency Self-attention Based Hierarchical Event Model for Chinese Financial Event Extraction

  • Conference paper
  • First Online:
Knowledge Graph and Semantic Computing: Knowledge Graph Empowers New Infrastructure Construction (CCKS 2021)

Part of the book series: Communications in Computer and Information Science ((CCIS,volume 1466))

Included in the following conference series:

  • 2317 Accesses

Abstract

Document-level event extraction (DEE) now draws a huge amount of researchers’ attention. Not only the researches on sentence-level event extraction have obtained a great progress, but researchers realize that an event is usually described by multiple sentences in a document especially for fields such as finance, medicine, and judicature. Several document-level event extraction models are proposed to solve this task and obtain improvements on DEE task in recent years. However, we noticed that these models fail to exploit the entity dependency information of trigger and arguments, which ignore the dependency information between arguments, and between the trigger and arguments especially for financial domain. For DEE task, a model needs to extract the event-related entities, i.e., trigger and arguments, and predicts its corresponding roles. Thus, the entity dependency information between trigger and argument, and between arguments are essential. In this work, we define 8 types of structural dependencies and propose a document-level Chinese financial event extraction model called SSA-HEE, which explicitly explores the structure dependency information of candidate entities and improves the model’s ability to identify the relevance of entities. The experimental results show the effectiveness of the proposed model.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Subscribe and save

Springer+ Basic
$34.99 /Month
  • Get 10 units per month
  • Download Article/Chapter or eBook
  • 1 Unit = 1 Article or 1 Chapter
  • Cancel anytime
Subscribe now

Buy Now

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 89.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Similar content being viewed by others

Notes

  1. 1.

    https://aistudio.baidu.com/aistudio/competition/detail/65.

  2. 2.

    https://github.com/yanghang111/DCFEE.

  3. 3.

    https://github.com/HIT-SCIR/ltp.

References

  1. Borsje, J., Hoge, F., Frasincar, F.: Semi-automatic financial events discovery based on lexico-semantic patterns. Int. J. Web Eng. Technol. 6(2), 115–140 (2010)

    Google Scholar 

  2. Arendarenko, E., Kakkonen, T.: Ontology-based information and event extraction for business intelligence. In: Ramsay, A., Agre, G. (eds.) Artificial Intelligence: Methodology, Systems, and Applications, pp. 89–102. Springer Berlin Heidelberg, Berlin, Heidelberg (2012). https://doi.org/10.1007/978-3-642-33185-5_10

    Chapter  Google Scholar 

  3. Ji, H., Grishman, R.: Refining event extraction through cross-document inference, pp. 254–262

    Google Scholar 

  4. Miwa, M., Sætre, R., Kim, J.-D., Tsujii, J. I.: Event extraction with complex event classification using rich features. J. Bioinform. Comput. Biol. 8(01), 131–146 (2010)

    Google Scholar 

  5. Miwa, M., Thompson, P., Ananiadou, S.: Boosting automatic event extraction from the literature using domain adaptation and coreference resolution. Bioinformatics 28(13), 1759–1765 (2012)

    Article  Google Scholar 

  6. Nguyen, T.H., Cho, K., Grishman, R.: Joint event extraction via recurrent neural networks, pp. 300–309

    Google Scholar 

  7. Chen, Y., Xu, L., Liu, K., Zeng, D., Zhao, J.: Event extraction via dynamic multi-pooling convolutional neural networks, pp. 167–176

    Google Scholar 

  8. Liao, S., Grishman, R.: Using document level cross-event inference to improve event extraction, pp. 789–797

    Google Scholar 

  9. Yang, H., Chen, Y., Liu, K., Xiao, Y., Zhao, J.: Dcfee: A document-level Chinese financial event extraction system based on automatically labeled training data, pp. 50–55

    Google Scholar 

  10. Mintz, M., Bills, S., Snow, R., Jurafsky, D.: Distant supervision for relation extraction without labeled data, pp. 1003–1011

    Google Scholar 

  11. Zheng, S., Cao, W., Xu, W., Bian, J.: Doc2EDAG: An End-to-End Document-level Framework for Chinese Financial Event Extraction, pp. 337–346

    Google Scholar 

  12. Yang, S., Feng, D., Qiao, L., Kan, Z., Li, D.: Exploring pre-trained language models for event extraction and generation, pp. 5284–5294

    Google Scholar 

  13. Sha, L., Qian, F., Chang, B., Sui, Z.: Jointly extracting event triggers and arguments by dependency-bridge RNN and tensor-based argument interaction

    Google Scholar 

  14. Liu, X., Luo, Z., Huang, H.: Jointly multiple events extraction via attention-based graph information aggregation. arXiv:1809.09078 (2018)

  15. Subburathinam, A., et al.: Cross-lingual structure transfer for relation and event extraction, pp. 313–325

    Google Scholar 

  16. Zeng, Y., Yang, H., Feng, Y., Wang, Z., Zhao, D.: A convolution BiLSTM neural network model for Chinese event extraction. In: Lin, C.-Y., Xue, N., Zhao, D., Huang, X., Feng, Y. (eds.) ICCPOL/NLPCC -2016. LNCS (LNAI), vol. 10102, pp. 275–287. Springer, Cham (2016). https://doi.org/10.1007/978-3-319-50496-4_23

    Chapter  Google Scholar 

  17. Zhang, T., Ji, H., Sil, A.: Joint entity and event extraction with generative adversarial imitation learning. Data Intell. 1(2), 99–120 (2019)

    Article  Google Scholar 

  18. Du, X., Cardie, C.: Document-level event role filler extraction using multi-granularity contextualized encoding. arXiv:2005.06579 (2020)

  19. Huang, K.-H., Peng, N.: Efficient End-to-end Learning of Cross-event Dependencies for Document-level Event Extraction. arXiv:2010.12787 (2020)

  20. Shen, S., Qi, G., Li, Z., Bi, S., Wang, L.: Hierarchical Chinese Legal event extraction via Pedal Attention Mechanism, pp. 100–113

    Google Scholar 

  21. Vaswani, A., et al.: Attention is all you need. arXiv:1706.03762 (2017)

  22. Xu, B., Wang, Q., Lyu, Y., Zhu, Y., Mao, Z.: Entity Structure Within and Throughout: Modeling Mention Dependencies for Document-Level Relation Extraction. arXiv:2102.10249 (2021)

  23. Kingma, D.P., Ba, J.: Adam: A method for stochastic optimization. arXiv:1412.6980 (2014)

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Haitao Wang .

Editor information

Editors and Affiliations

Appendix A

Appendix A

The Definition of Hierarchical Event Structure

Table A shows the hierarchical relationship between financial events in the financial documents and announcement. The events in financial documents and announcement are divided into FINANCING, TRADE, EQUITY OVER/UNDER WEIGHT, FINANCIAL INDEX CHANGE, MULTI-PARTY COOPERATION, PSRSONNEL CHANGE, IPO RELATED, and LAW ENFORCEMENT.

Table A. The hierarchical Financial Event.

Rights and permissions

Reprints and permissions

Copyright information

© 2021 Springer Nature Singapore Pte Ltd.

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Liu, Z. et al. (2021). Structural Dependency Self-attention Based Hierarchical Event Model for Chinese Financial Event Extraction. In: Qin, B., Jin, Z., Wang, H., Pan, J., Liu, Y., An, B. (eds) Knowledge Graph and Semantic Computing: Knowledge Graph Empowers New Infrastructure Construction. CCKS 2021. Communications in Computer and Information Science, vol 1466. Springer, Singapore. https://doi.org/10.1007/978-981-16-6471-7_6

Download citation

  • DOI: https://doi.org/10.1007/978-981-16-6471-7_6

  • Published:

  • Publisher Name: Springer, Singapore

  • Print ISBN: 978-981-16-6470-0

  • Online ISBN: 978-981-16-6471-7

  • eBook Packages: Computer ScienceComputer Science (R0)

Publish with us

Policies and ethics